Compliance and Operations - VP- Capital Markets / Stock Broking
Compliance and Operations - VP- Capital Markets / Stock Broking39
Applications
39
Applications
Agra
Full-Time
Senior: 7 to 10 years
₹ 1L - ₹ 9.9L (Per Year)
Posted on Dec 07 2022
Not Accepting Applications
About the Job
Skills
Compliance
Demat
A Full Service Discount broker is hiring for VP- Compliance and Operations
Job Location - Agra
Mandatory to Have: #Compliance Experience in #StockMarkets
Job Responsibilities :
- A key operations team member who would take the care of DP operations, Compliance , legal and KYC department
- Managing a team of 8-10 persons comprising DP operations , Compliance , legal and KYC team
- Managing day to operations relating to DP operations , Compliance team , legal & KYC team
- Study the exchange compliance from time to time and implement them
- Problem solving of issues relating to the team
- Getting the exchange inspection conducted and coordinating with the exchange officials and lawyers from time to time
About the company
Moneylicious Investments and Consulting Services Private Limited is a Corporate Consulting Services Firm facilitating recruitments for Financial Services, IT, Fintechs, and Startups.
Moneylicious Investments and Consulting Services Private Limited is a Corporate Consulting Services Firm facilitating recruitments for Financial Services, IT, Fintechs, and Startups.
Industry
Consulting Services
Company Size
10 -15 Employees
Headquarter
Mumbai
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