Manager-Internal Audit & SOX Job Description Template
The Manager of Internal Audit & SOX is responsible for overseeing internal audit activities and ensuring compliance with SOX requirements. This role involves evaluating internal controls, identifying risks, and providing strategic recommendations to enhance operational effectiveness and regulatory compliance.
Responsibilities
- Lead internal audit projects and SOX compliance efforts
- Develop and execute audit plans and programs
- Evaluate and enhance internal controls and processes
- Identify and assess risks to mitigate potential issues
- Provide strategic recommendations to management
- Prepare detailed audit reports and present findings
- Liaise with external auditors and regulatory bodies
- Stay updated on regulatory changes and industry best practices
Qualifications
- Bachelor's degree in Accounting, Finance, or related field
- CPA, CIA, or similar professional certification
- 5+ years of experience in internal audit or SOX compliance
- Strong understanding of audit methodologies and risk management
- Excellent analytical and problem-solving skills
- Proven leadership and team management abilities
- Effective communication and presentation skills
Skills
- Audit methodologies
- SOX compliance
- Risk assessment
- Internal controls
- Financial regulations
- Analytical thinking
- Team leadership
- Effective communication
Frequently Asked Questions
A Manager-Internal Audit & SOX oversees internal audit processes to ensure compliance with Sarbanes-Oxley regulations. They evaluate financial operations, implement controls, and guide teams in risk assessment. Their role includes conducting audits, preparing reports, and providing strategic recommendations to enhance operational efficiency.
To become a Manager-Internal Audit & SOX, candidates typically need a bachelor's degree in accounting or finance, along with certifications such as CPA or CIA. Significant experience in auditing or financial compliance, especially regarding SOX, is essential. Strong leadership skills and analytical abilities are also crucial for managerial success in this field.
The average salary for a Manager-Internal Audit & SOX varies with factors such as industry, location, and experience level. On average, professionals in this role earn a competitive salary, reflecting the importance of their expertise in ensuring compliance and financial integrity. Salaries often include additional benefits and performance bonuses.
Qualifications for a Manager-Internal Audit & SOX include a bachelor's degree in finance, accounting, or a related field. Professional certifications like CPA or CIA enhance a candidate's prospects. Proven experience in audit functions, with a deep understanding of SOX compliance, and strong analytical and leadership skills are crucial.
A Manager-Internal Audit & SOX requires skills such as proficiency in audit software, analytical thinking, and leadership. Responsibilities include executing SOX compliance audits, identifying risk areas, and developing control systems. Managers must ensure financial practices adhere to regulations, while also mentoring junior audit staff.