Equity Dealer cum RMS Executive Job Description Template
The Equity Dealer cum RMS Executive will be responsible for managing daily trading activities and ensuring compliance with risk management standards. This role entails monitoring market movements, executing trades, and implementing risk management strategies to safeguard client investments and firm capital.
Responsibilities
- Execute equity trades on behalf of clients, ensuring timely and accurate order fulfillment.
- Monitor market conditions and provide insights to clients and management.
- Implement and maintain risk management systems (RMS) to mitigate trading risks.
- Ensure compliance with regulatory requirements and internal policies.
- Prepare and analyze daily, weekly, and monthly trading reports.
- Work closely with the compliance team to ensure adherence to trading guidelines.
- Provide exceptional customer service by addressing client queries and concerns.
- Work with IT and operations teams to improve trading and RMS processes.
Qualifications
- Bachelor’s degree in Finance, Economics, or a related field.
- Minimum of 3 years experience in equity trading and risk management.
- Strong knowledge of financial markets and trading platforms.
- Proven ability to analyze market data and make informed trading decisions.
- Excellent communication and interpersonal skills.
- Meticulous attention to detail and a strong sense of responsibility.
Skills
- Equity Trading
- Risk Management Systems (RMS)
- Market Analysis
- Regulatory Compliance
- Customer Service
- Report Generation
- Bloomberg
- MS Office
- Analytical Skills
- Interpersonal Skills
Frequently Asked Questions
An Equity Dealer cum RMS Executive manages the buying and selling of equities, ensuring transactions align with market trends and compliance standards. They also oversee risk management systems, monitoring clients' positions to minimize financial risks, ensuring efficient trade execution and portfolio management.
To become an Equity Dealer cum RMS Executive, candidates generally need a degree in finance, economics, or a related field. It is essential to gain experience in trading platforms and risk management systems, often through internships or entry-level positions in financial firms, which provide valuable industry insights and skills.
The average salary for an Equity Dealer cum RMS Executive can vary depending on experience, location, and firm size, typically falling within the range for financial analysts. Compensation may include base salary and performance-based bonuses, reflecting the dynamic and results-focused nature of the financial sector.
Qualifications for an Equity Dealer cum RMS Executive typically include a bachelor's degree in finance or a related discipline. Additionally, certification in financial markets, such as those offered by regulatory bodies, and proficiency in trading software and risk management tools are advantageous for securing this role.
Key skills for an Equity Dealer cum RMS Executive include analytical thinking, risk assessment, and strong decision-making. Responsibilities involve executing trades, managing portfolios, and minimizing financial risk. Proficiency in financial software and effective communication are also essential for success in this role.