Assistant Manager - ITGC Risk and SOX Compliances Job Description Template
This role involves the oversight and assessment of IT general controls (ITGC) with a focus on SOX compliance. The Assistant Manager will work closely with various departments to ensure compliance measurements are met and risk management procedures are effectively integrated and adhered to within IT operations.
Responsibilities
- Develop and maintain ITGC and SOX compliance frameworks
- Conduct regular audits to ensure adherence to regulatory standards
- Collaborate with internal and external auditors to facilitate audit processes
- Identify risks related to IT operations and implement mitigation strategies
- Provide training and support to teams on ITGC and SOX compliance practices
- Develop reports for senior management on compliance status and risk assessment
- Facilitate the implementation of new compliance and risk management tools
- Maintain up-to-date knowledge of regulatory requirements and industry best practices
Qualifications
- Bachelor's degree in Finance, Accounting, Information Technology, or related field
- Professional certification like CISA, CRISC, or similar is preferred
- Minimum of 3-5 years’ experience in ITGC, SOX compliance, or audit
- Strong understanding of regulatory compliance and risk management
- Excellent verbal and written communication skills
- Proven ability to manage and prioritize multiple tasks efficiently
- Detail-oriented with strong analytical and problem-solving skills
Skills
- SOX Compliance
- Risk Management
- IT General Controls (ITGC)
- Internal and External Auditing
- Regulatory Standards
- Report Writing
- Team Collaboration
- Analytical Skills
- Project Management
- Training and Development
Frequently Asked Questions
An Assistant Manager in ITGC Risk and SOX Compliances is responsible for overseeing IT General Control (ITGC) frameworks to ensure compliance with Sarbanes-Oxley (SOX) regulations. They collaborate with IT and audit teams to assess control environments, identify risks, and implement effective control solutions, ensuring compliance and safeguarding against IT risks.
To become an Assistant Manager in ITGC Risk and SOX Compliances, a candidate typically needs a bachelor's degree in Information Technology, Accounting, or similar fields. Professional certifications like CISA or CRISC are often required. Experience in IT risk management, internal audit, or compliance, along with strong analytical skills, is crucial to advance in this role.
The salary for an Assistant Manager specializing in ITGC Risk and SOX Compliances varies depending on factors like location, company size, and the individual's level of experience. Generally, candidates can expect competitive compensation that reflects the high demand for experienced professionals in IT risk and compliance roles.
An Assistant Manager - ITGC Risk and SOX Compliances typically requires a degree in IT, Finance, or a related field. Professional certifications such as CISA, CRISC, or similar are advantageous. Candidates should also have a strong background in IT audit, risk assessment, and knowledge of SOX compliance requirements.
An Assistant Manager in ITGC Risk and SOX Compliances should possess skills like problem-solving, communication, and leadership. They are responsible for managing IT control frameworks, ensuring SOX compliance, conducting risk assessments, and coordinating with various departments to implement corrective measures and compliance strategies effectively.