Compliance Officer Job Description
The Compliance Officer is responsible for developing and implementing compliance programs, policies, and procedures to ensure that our organization operates in accordance with legal and regulatory requirements. You will work closely with key stakeholders to identify and assess compliance risks, develop controls and mitigations, and provide guidance and training to employees.
Responsibilities
- Develop and implement compliance programs, policies, and procedures
- Monitor and assess compliance risks and identify control gaps
- Conduct internal audits and investigations to ensure compliance
- Provide guidance and training on compliance issues to employees
- Stay updated with relevant laws, regulations, and industry best practices
- Collaborate with internal teams to ensure compliance with data privacy and protection laws
- Prepare and submit reports on compliance activities to senior management and regulatory bodies
- Manage external audits and regulatory inspections
Qualifications
- Bachelor's degree in law, business, or a related field
- Proven experience as a Compliance Officer or similar role
- In-depth knowledge of legal and regulatory requirements
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal skills
- Ability to work in a fast-paced and changing regulatory environment
- Attention to detail and high level of accuracy
- Certification in compliance (e.g. Certified Compliance and Ethics Professional) is a plus
Skills
- Knowledge of compliance laws and regulations
- Risk assessment and mitigation
- Internal audit and investigation
- Policy and procedure development
- Training and education on compliance issues
- Data privacy and protection
- Report preparation and submission
- Attention to detail