Brokerage Clerk Job Description
As a Brokerage Clerk, you will play a crucial role in the smooth operation of a brokerage firm. You will be responsible for accurately processing client transactions, including trade orders and account transfers, maintaining and organizing client records, and providing administrative support to brokers and investment advisors. You will also ensure compliance with regulatory requirements and provide exceptional customer service to clients.
Responsibilities
- Process client transactions, including trade orders and account transfers
- Maintain client records and ensure accuracy and completeness
- Provide administrative support to brokers and investment advisors
- Prepare and distribute client statements and reports
- Coordinate with internal departments to resolve client inquiries and issues
- Ensure compliance with industry regulations and internal policies
- Stay updated on market trends, products, and regulations
Qualifications
- High school diploma or equivalent
- Previous experience in a brokerage or financial services firm preferred
- Strong attention to detail and accuracy
- Excellent organizational and time management skills
- Proficient in using computer systems and software, including MS Office
- Knowledge of financial markets, instruments, and regulations
- Ability to multitask and work under pressure
- Exceptional communication and customer service skills
Skills
- Knowledge of brokerage operations and processes
- Proficiency in using brokerage software and platforms
- Familiarity with financial markets and investment products
- Strong analytical and problem-solving skills
- Ability to work well in a team environment
- Attention to detail and accuracy
- Excellent communication and interpersonal skills