Compliance Executive
Compliance Executive23
Applications
23
Applications
Anand
Full-Time
Junior (1 to 3 years)
Posted on Nov 17 2022
Not Accepting Applications
About the Job
Skills
LLB
CS
CS Dropout
- Develop and implement company policies and regulations.
- Oversee all business operations relating to compliance including policies, investments, and procedures.
- Design and monitor control systems to deal with violations of legal rules and internal policies.
- Regularly assess the efficiency of control systems and recommend effective improvements.
- Review and evaluate company procedures and reports to identify hidden risks or common issues.
- Coordinate with different department managers to review all departmental compliance policies.
- Perform periodic audits on company procedures and processes.
- Lead employee training sessions on legal and compliance issues.
- Supervise compliance officers and team.
Candidate Profile and Skill Requirement
- Bachelor's degree in law, CS, finance, business management or a related field
- 1 – 3 years’ proven experience in a compliance officer role.
- Good knowledge of legal requirements and procedures.
- Brilliant oral and written communication skills.
- Highly-analytical with strong attention to detail.
About the company
JK Securities has a track record of about two decades in Service to the investors. During these years we acquired membership of BSE, NSE, MCX, NCDEX, NSE F&O and NSE Currency Derivatives. We are a Depository Participant of NDSL. We are also active in e-Insurance, TIN/TAN Services, Mutual Fund and IPO distribution and many more.
JK Securities has a track record of about two decades in Service to the investors. During these years we acquired membership of BSE, NSE, MCX, NCDEX, NSE F&O and NSE Currency Derivatives. We are a Depository Participant of NDSL. We are also active in e-Insurance, TIN/TAN Services, Mutual Fund and IPO distribution and many more.
Industry
Financial Services
Company Size
51-200 Employees
Headquarter
Ahmedabad
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